Regulation of Securities, Markets, and Transactions
A Guide to the New Environment
Regulation of Securities, Markets, and Transactions A Guide to the New Environment Securities laws, securities regulations, and the rules of self-regulatory organizations are changed often. Some of these changes are driven by the normal course of competition and innovation between and within markets, by advances in the technologies that support the operations of markets, or by the global integration of markets. Other changes, such as those that followed the banking turmoil of 2007-2008, are a response to the sudden release of pressures accumulated over a period of years. Regulation of Securities, Markets, and Transactions: A Guide to the New…
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Produktdetails
- ISBN: 978-1-118-00854-6
- EAN: 9781118008546
- Produktnummer: 13858486
- Verlag: Wiley
- Sprache: Englisch
- Erscheinungsjahr: 2011
- Seitenangabe: 384 S.
- Plattform: PDF
- Masse: 3'348 KB
Über den Autor
PATRICK S. COLLINS has over thirty years' experience in domestic and foreign financial markets. He has worked in the financial futures markets and was a senior officer of securities companies in London, New York, and Hong Kong. In addition, he has been a financial markets consultant, advising banks, broker-dealers, exchanges, settlement facilities, and securities regulators in Argentina, the Czech Republic, Egypt, Hong Kong, India, Russia, South Africa, Thailand, and the United Kingdom.
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